D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 11 Disposition versions

2012-09-01

11. A financial planner who, at the end of a reference period, has failed to comply with the professional development requirements prescribed by this Regulation, may not, for the purpose of remedying such failure, assign to the period in respect of which he is in default PDUs accumulated during the subsequent reference period until the Authority has rendered a suspension decision under the second paragraph of section 218 of An Act respecting the distribution of financial products and services (chapter D-9.2), and such decision has been fully executed.

M.O. 2011-07, s. 11.